Millions of Yen

As at March 31, 2017 As at September 30, 2017
Assets
Cash and cash equivalents 391,572 370,754
Trade and other accounts receivable 472,128 498,589
Assets related to securities business  
 Cash segregated as deposits 1,399,851 1,549,871
 Margin transaction assets 617,550 632,004
 Other assets related to securities business 315,640 380,203
 Total assets related to securities business 2,333,041 2,562,078
Other financial assets 30,050 31,593
Operational investment securities 111,067 128,697
Other investment securities 186,512 181,792
Investments accounted for using the equity method 90,394 90,063
Investment properties 7,105 5,492
Property and equipment 10,498 11,191
Intangible assets 185,493 180,910
Other assets 28,392 31,084
Deferred tax assets 3,749 536
Total assets 3,850,001 4,092,779
Liabilities
Bonds and loans payable 518,977 447,005
Trade and other accounts payable 52,887 108,093
Liabilities related to securities business
 Margin transaction liabilities 135,698 175,356
 Loans payable secured by securities 399,673 398,729
 Deposits from customers 738,144 824,625
 Guarantee deposits received 600,621 674,859
 Other liabilities related to securities business 304,476 318,906
 Total liabilities related to securities business 2,178,612 2,392,475
Customer deposits for banking business 485,827 502,097
Insurance contract liability 147,573 146,155
Income tax payable 10,040 3,438
Other financial liabilities 14,663 14,187
Other liabilities 11,946 12,107
Deferred tax liabilities 13,952 17,110
Total liabilities 3,434,477 3,642,667
Equity
Capital stock 81,681 81,681
Capital surplus 128,004 126,037
Treasury stock (23,801) (9,174)
Other component of equity 22,720 21,652
Retained earnings 169,388 181,629
Equity attributable to owners of the Company 377,992 401,825
Non-controlling interests 37,532 48,287
Total equity 415,524 450,112
Total liabilities and equity 3,850,001 4,092,779

* Amounts are rounded off to the nearest million Japanese yen.