Number of Shares Issued and Outstanding

Date	Total number of shares issued	Summary
July 8, 1999	1000.00	Company establishment
November 10, 1999	48,000.00	New shares issued to make subsidiary through exchange of stock: 47,000
March 29, 2000	9,600.00	5:1 Reverse split of stocks
August 8, 2000	38,400.00	Allocation of new shares to shareholders: 28,800
August 26, 2000	49,152.00	Allocation of new shares to shareholders: 10,752
November 13, 2000	98,304.00	1:2 stock split
December 15, 2000	106,104.00	Capital increase through public offering at the time of stock listing: 7,800
October 1, 2000 to September 30, 2001	109,917.78	Exercise stock option under old Commercial Law: 3,813.78
November 20, 2001	329,753.34	1:3 stock split
October 1, 2001 to September 30, 2002	335,849.15	Exercise stock option under old Commercial Law: 6095.81
October 1, 2002 to March 31, 2003	336,473.11	Exercise stock option under old Commercial Law: 623.96
June 2, 2003	755,568.31	Issue new shares through a merger with former ETRADE Japan K.K. : 419,095.20 (Issue 0.63 shares for stock of former ETRADE Japan K.K.)
January 20, 2004	2,287,590.49	1:3 stock split
April 1, 2003 to March 31, 2004	2,321,226.94	Exercise stock option under old Commercial Law: 33,636.45
October 5, 2004	6,979,166.00	1:3 stock split
March 15, 2005	8,229,166.00	Capital increase through public offering: 1,250,000
March 23, 2005	8,416,666.00	Allocation of new shares to a third party (over allotment): 187,500
April 1, 2004 to March 31, 2005	8,542,343.78	Exercise stock option under Commercial Law: 125,667.78
September 28, 2005	8,890,204.78	Allocation of new shares to a third party (ZEPHYR Co., Ltd.): 347,861
November 16, 2005	9,024,204.78	Allocation of new shares to a third party (Sumitomo Trust & Banking Co., Ltd.): 134,000
December 1, 2005	9,073,463.43	At the time of an exchange of stock with SBI CAPITAL Co., Ltd., new issue of shares: 49,258.65
March 1, 2006	9,915,855.78	Issue new shares through a merger with former SBI Partners Co., Ltd.: 842,392.35 (Issue 0.05 shares for stock of former SBI Partner Co., Ltd.)
March 1, 2006	11,150,715.78	Issue new shares through a merger with former FINANCE ALL CORPORATION: 1,234,860.00 (Issue 2.5 shares for stock of former FINANCE ALL CORPORATION)
March 1, 2006	11,634,054.09	At the time of an exchange of stock with SBI Securities Co., Ltd., new issue of shares: 483,338.31
April 1, 2005 to March 31, 2006	12,000,803.09	Exercise new stock acquisition rights on convertible bonds: 366,749.00
April 1, 2005 to March 31, 2006	12,290,691.89	Exercise stock option under Commercial Law: 289,888.80
April 1, 2006 to March 31, 2007	12,399,171.01	Exercise stock option under Commercial Law: 108,479.12
April 1, 2007 to March 31, 2008	12,435,284.01	Exercise stock option under Commercial Law: 36,113
April 1, 2008 to July 31, 2008	12,440,873	Exercise stock option under Commercial Law: 5,589 A decrease by abolition of broken lot: -0.01
August 1, 2008	16,760,085	At the time of an exchange of stock with SBI SECURITIES Co., Ltd.(former SBI ETRADE Securities Co., Ltd.), new issue of shares: 4,319,212
August 1, 2008 to May 31, 2009	16,768,733	Exercise new stock acquisition rights（included exercise Warrant Bond under old Commercial Law）: 8,648
April 1, 2009 to May 31, 2010	16,782,291	Exercise new stock acquisition rights（included exercise Warrant Bond under old Commercial Law）: 13,558
June 23, 2010	19,894,291	Capital increase through public offering: 3,112,000
April 1, 2010 to May 31, 2011	19,944,018	Exercise new stock acquisition rights（included exercise Warrant Bond under old Commercial Law）: 49,727
April 12, 2011	21,644,018	New issue of shares associated with the listing of Hong Kong depositary receipts representing SBIH´s common shares on the Hong Kong Stock Exchange: 1,750,000
May 9, 2011	21,944,018	Allocation of new shares to a third party (Over allotment): 250,000
Augusut 1, 2011	22,376,234	At the time of an exchange of stock with SBI VeriTrans Co., Ltd. new issue of shares: 432,216
February 1, 2012	22,450,943	At the time of an exchange of stock with SBI Netsystems Co., Ltd. new issue of shares: 74,709
April 1, 2011 to May 31, 2012	22,451,303	Exercise new stock acquisition rights（included exercise Warrant Bond under old Commercial Law）: 360
April 1, 2012 to Sep 30, 2012	22,451,943	Exercise new stock acquisition rights（included exercise Warrant Bond under old Commercial Law）: 640
October 1, 2012	224,519,430	1:10 stock split
October 2, 2012 to March 31, 2013	224,525,781	Exercise new stock acquisition rights（included exercise Warrant Bond under old Commercial Law）: 6,351
April 1, 2013 to March 31, 2014	224,561,761	Exercise new stock acquisition rights（included exercise Warrant Bond under old Commercial Law）: 35,980
April 1, 2014 to March 31, 2015	224,561,761	-
April 1, 2015 to March 31, 2016	224,561,761	-
April 1, 2016 to March 31, 2017	224,561,761	-
April 1, 2017 to March 31, 2018	224,561,761	-
April 1, 2018 to March 31, 2019	236,556,393	Conversion of Zero Coupon Convertible Bonds　to common shares: 11,994,632
April 1, 2019 to March 31, 2020	236,556,393	-
April 1, 2020 to March 31, 2021	244,639,390	Conversion rights for convertible bonds:4,933,197 Exercise of the stock acquisition rights:3,149,800
April 1, 2021 to March 31, 2022	245,220,890	New shares:137,800 Exercise of the stock acquisition rights:443,700
April 1, 2022 to March 31, 2023	272,358,290	Allocation of new shares to a third party (Sumitomo Mitsui Financial Group, Inc.): 27,000,000 Exercise of the stock acquisition rights:137,400
April 1, 2023 to March 31, 2024	301,889,807	Exercise of the stock acquisition rights:29,531,517